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GREGORY SYLER
GREG SYLER, GREGORY ALLEN SYLER
CRD#: 2683638
IA
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EASTSOUND CAPITAL ADVISORS, LLCCRD#: 160180 San Francisco, CA
0
Disclosures
19
Years of Experience
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State Registrations
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California 10/22/2020
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Registered with this firm since 10/22/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/25/2018 - 02/21/2019 | San Francisco, CA | |
IA | 10/03/2016 - 09/07/2017 | San Jose, CA | |
IA | 12/23/2015 - 12/08/2016 | SAN JOSE, CA | |
IA | 03/02/2015 - 12/11/2015 | SAN FRANCISCO, CA | |
B | 03/02/2015 - 12/11/2015 | SAN FRANCISCO, CA | |
IA | 06/21/2013 - 02/25/2015 | SAN FRANCISCO, CA | |
B | 06/21/2013 - 02/25/2015 | SAN FRANCISCO, CA | |
IA | 11/14/2011 - 05/13/2013 | SAN FRANCISCO, CA | |
B | 11/14/2011 - 05/13/2013 | SAN FRANCISCO, CA | |
IA | 04/26/2007 - 07/06/2010 | SAN FRANCISCO, CA | |
B | 04/26/2007 - 07/06/2010 | SAN FRANCISCO, CA | |
IA | 04/02/2007 - 04/09/2007 | PALO ALTO, CA | |
B | 04/02/2007 - 04/09/2007 | PALO ALTO, CA | |
IA | 10/20/2006 - 04/02/2007 | PALO ALTO, CA | |
B | 10/20/2006 - 04/02/2007 | PALO ALTO, CA | |
IA | 02/06/2006 - 06/01/2006 | SAN FRANCISCO, CA | |
B | 11/30/2004 - 06/01/2006 | NEW YORK, NY | |
B | 01/03/2003 - 11/23/2004 | NEW YORK, NY | |
B | 03/21/2001 - 01/03/2003 | NEW YORK, NY | |
B | 10/27/2000 - 01/02/2001 | ROSEVILLE, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.