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John McPhee Jr.
JOHN SPAULDING MCPHEE
CRD#: 2683064
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 50 ROWES WHARF
4TH FLOOR
BOSTON, MA 02110
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BLEERINK SWANN LLC (CRD# 39011)1995 - 2012 (16 years)IALEERINK SWANN LLC (CRD# 39011)2007 - 2012 (4 years)
License(s)

State Registrations

B
Alabama 12/19/2014

B
Nevada 4/13/2012

B
Alaska 12/16/2022

B
New Hampshire 4/13/2012

B
Arizona 4/13/2012

B
New Jersey 4/13/2012

B
Arkansas 4/13/2012

B
New Mexico 4/13/2012

B
California 4/13/2012

B
New York 4/13/2012

B
Colorado 4/13/2012

B
North Carolina 4/13/2012

B
Connecticut 4/13/2012

IA
North Carolina 4/19/2012

B
Delaware 4/13/2012

B
North Dakota 12/16/2022

B
District of Columbia 4/13/2012

B
Ohio 4/13/2012

B
Florida 4/13/2012

IA
Ohio 4/13/2012

B
Georgia 4/13/2012

B
Oklahoma 4/13/2012

B
Hawaii 4/13/2012

B
Oregon 4/13/2012

B
Idaho 12/16/2022

B
Pennsylvania 4/13/2012

B
Illinois 4/13/2012

B
Puerto Rico 12/16/2022

B
Indiana 4/13/2012

B
Rhode Island 4/13/2012

B
Iowa 4/13/2012

B
South Carolina 4/13/2012

B
Kansas 4/13/2012

B
South Dakota 12/16/2022

B
Kentucky 4/13/2012

B
Tennessee 4/13/2012

B
Louisiana 4/13/2012

B
Texas 4/13/2012

IA
Louisiana 4/16/2012

IA
Texas 4/24/2012

B
Maine 4/13/2012

B
Utah 4/13/2012

B
Maryland 4/13/2012

B
Vermont 4/13/2012

B
Massachusetts 4/13/2012

B
Virgin Islands 12/16/2022

B
Michigan 4/13/2012

B
Virginia 4/13/2012

B
Minnesota 4/13/2012

B
Washington 4/13/2012

B
Mississippi 4/13/2012

B
West Virginia 12/16/2022

B
Missouri 4/13/2012

B
Wisconsin 4/13/2012

B
Montana 12/16/2022

B
Wyoming 12/16/2022

B
Nebraska 4/13/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
50 ROWES WHARF 4TH FLOOR, BOSTON, MA 02110
Registered with this firm since 4/13/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
50 ROWES WHARF 4TH FLOOR, BOSTON, MA 02110
Registered with this firm since 4/13/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/26/2007 - 04/13/2012 LEERINK SWANN LLC (CRD#:39011) BOSTON, MA
B
11/21/1995 - 04/13/2012 LEERINK SWANN LLC (CRD#:39011) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.