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Detailed Report
Heidi Q Beattie
HEIDI QUIJANO BEATTIE, HEIDI ROSE QUIJANO, HEIDI ROSE QUINJANO
CRD#: 2682424
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 58 South Service Road
Suite 400
Melville, NY 11747
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2005 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2003 (3 years)BWARBURG DILLON READ LLC (CRD# 7654)1999 - 2000 (<1 year)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)1998 - 1999 (<1 year)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1996 - 1998 (2 years)
License(s)

State Registrations

B
California 10/6/2022
B
New Jersey 10/6/2022
B
Colorado 10/6/2022
B
New York 8/23/2022
B
Connecticut 10/6/2022
IA
New York 8/23/2022
B
Delaware 10/6/2022
B
North Carolina 10/6/2022
B
District of Columbia 10/6/2022
B
Pennsylvania 10/6/2022
B
Florida 10/6/2022
B
South Carolina 10/6/2022
B
Georgia 10/6/2022
B
Texas 10/6/2022
B
Maryland 10/6/2022
IA
Texas 10/13/2022
B
Massachusetts 10/6/2022
B
Vermont 10/6/2022
B
Michigan 10/6/2022
B
Virginia 10/6/2022
B
Minnesota 10/6/2022
B
Washington 10/6/2022
B
Nevada 10/6/2022
B
Wisconsin 11/14/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
58 South Service Road Suite 400, Melville, NY 11747
Registered with this firm since 8/23/2022
B
MORGAN STANLEY (CRD#:149777)
58 South Service Road Suite 400, Melville, NY 11747
Registered with this firm since 7/27/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/25/2004 - 10/31/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 03/22/2000 - 12/08/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 08/25/1999 - 02/28/2000 WARBURG DILLON READ LLC (CRD#:7654) NEW YORK, NY
B
 09/21/1998 - 08/17/1999 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
B
 05/29/1996 - 09/18/1998 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.