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Scott Mitchell Gilbert
CRD#: 2682206
IA
B
MORGAN STANLEYCRD#: 149777 4000 Carillon Point
Suite 600
Kirkland, WA 98033
Suite 600
Kirkland, WA 98033
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 5/30/2019
B
Montana 1/2/2018
B
Alaska 1/23/2018
B
Nebraska 11/13/2024
B
Arizona 12/4/2017
B
Nevada 12/4/2017
B
Arkansas 11/13/2024
B
New Hampshire 1/2/2020
B
California 12/4/2017
B
New Jersey 12/4/2017
B
Colorado 12/4/2017
B
New Mexico 3/19/2018
B
Connecticut 3/19/2018
B
New York 3/19/2018
B
Delaware 3/29/2021
B
North Carolina 12/5/2017
B
District of Columbia 9/22/2020
B
North Dakota 11/13/2024
B
Florida 12/4/2017
B
Ohio 4/23/2021
B
Georgia 3/19/2018
B
Oklahoma 9/20/2018
B
Hawaii 3/19/2018
B
Oregon 3/19/2018
B
Idaho 12/4/2017
B
Pennsylvania 3/19/2018
B
Illinois 12/4/2017
B
Rhode Island 4/27/2021
B
Indiana 3/19/2018
B
South Carolina 12/12/2023
B
Iowa 9/22/2020
B
South Dakota 1/5/2018
B
Kansas 3/19/2018
B
Tennessee 12/4/2017
B
Kentucky 11/13/2024
B
Texas 1/22/2018
B
Louisiana 9/22/2020
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Texas 2/24/2020
B
Maine 3/19/2018
B
Utah 3/19/2018
B
Maryland 10/22/2024
B
Vermont 12/11/2024
B
Massachusetts 1/5/2018
B
Virginia 6/4/2018
B
Michigan 12/4/2017
B
Washington 10/12/2017
B
Minnesota 11/13/2024
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Washington 11/6/2017
B
Mississippi 12/11/2024
B
Wisconsin 6/15/2018
B
Missouri 3/19/2018
B
Wyoming 6/15/2018
SRO Registrations
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B
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IA
Registered with this firm since 11/6/2017
B
Registered with this firm since 10/12/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/09/2015 - 09/11/2017 | EXCELSIOR, MN | |
IA | 02/27/2006 - 08/21/2015 | NEW YORK, NY | |
B | 12/01/2005 - 08/21/2015 | SEATTLE, WA | |
B | 11/22/2004 - 12/01/2005 | NEW YORK, NY | |
B | 03/24/2003 - 02/12/2004 | EL SEGUNDO, CA | |
B | 03/11/1998 - 01/03/2002 | CHARLOTTE, NC | |
B | 11/16/1995 - 05/09/1996 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.