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MARK MICHAEL RYAN
MARK M RYAN
CRD#: 2682094
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5905 E GALBRAITH RD
CINCINNATI, OH 45236
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - Present (26 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - Present (29 years)
Disclosure(s)
View By:
3/31/2000
Customer Dispute
Pending
License(s)

State Registrations

B
Alabama 1/4/2011

B
Nebraska 1/4/2011

B
Alaska 1/4/2011

B
Nevada 1/18/2002

B
Arizona 6/29/2007

B
New Hampshire 1/4/2011

B
Arkansas 1/4/2011

B
New Jersey 1/24/2005

B
California 9/11/2007

B
New Mexico 1/4/2011

B
Colorado 7/19/2007

B
New York 12/5/1995

B
Connecticut 11/17/2006

B
North Carolina 1/22/2008

B
Delaware 1/4/2011

B
North Dakota 1/4/2011

B
District of Columbia 1/4/2011

B
Ohio 11/20/1995

B
Florida 1/16/1998

IA
Ohio 1/9/2017

B
Georgia 2/27/2009

B
Oklahoma 1/4/2011

B
Hawaii 1/4/2011

B
Oregon 1/6/2004

B
Idaho 1/4/2011

B
Pennsylvania 1/14/1998

B
Illinois 12/5/1995

B
Puerto Rico 11/15/2011

IA
Illinois 4/12/1998

B
Rhode Island 1/4/2011

B
Indiana 12/5/1995

B
South Carolina 1/4/2011

B
Iowa 1/6/2004

B
South Dakota 1/4/2011

B
Kansas 1/4/2011

B
Tennessee 1/4/2011

B
Kentucky 8/13/2009

B
Texas 2/4/2000

B
Louisiana 1/4/2011

IA
Texas 2/4/2000

B
Maine 6/26/2006

B
Utah 1/4/2011

B
Maryland 2/14/1997

B
Vermont 1/4/2011

B
Massachusetts 6/29/2007

B
Virgin Islands 11/15/2011

B
Michigan 1/24/2006

B
Virginia 8/29/2007

B
Minnesota 1/4/2011

B
Washington 1/4/2011

B
Mississippi 1/4/2011

B
West Virginia 1/4/2011

B
Missouri 7/26/2000

B
Wisconsin 11/29/2005

B
Montana 1/4/2011

B
Wyoming 6/29/2007

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5905 E GALBRAITH RD, CINCINNATI, OH 45236
Registered with this firm since 4/12/1998

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5905 E GALBRAITH RD, CINCINNATI, OH 45236
Registered with this firm since 11/20/1995

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.