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Detailed Report
AMY MICHELLE BIRNBAUM
AMY BIRNBAUM, AMY MICHELLE MENDELSSOHN, AMY MENDELSSOHN
CRD#: 2681239
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1425 E WHITESTONE BLVD
CEDAR PARK, TX 78613
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2005 (7 years)2 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1996 - 1998 (2 years)BINTERCONTINENTAL ASSET MANAGEM... (CRD# 22408)1996 - 1996 (<1 year)
License(s)

State Registrations

B
Arizona 11/19/2021
B
Massachusetts 12/20/2010
B
Arkansas 11/2/2022
B
Minnesota 11/19/2021
B
California 1/10/2019
B
North Carolina 11/1/2010
B
Colorado 8/24/2021
B
Ohio 1/31/2025
B
Connecticut 10/29/2010
B
Pennsylvania 4/29/2021
B
District of Columbia 6/16/2021
B
Tennessee 9/18/2020
B
Florida 10/29/2010
B
Texas 10/29/2010
B
Georgia 1/25/2011
IA
Texas 10/29/2010
B
Illinois 7/29/2014
B
Virginia 2/19/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1425 E WHITESTONE BLVD, CEDAR PARK, TX 78613
9800 N LAMAR BLVD STE 100, AUSTIN, TX 78753
Registered with this firm since 10/29/2010
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1425 E WHITESTONE BLVD, CEDAR PARK, TX 78613
9800 N LAMAR BLVD STE 100, AUSTIN, TX 78753
Registered with this firm since 10/29/2010
Previous Registration(s)
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IA
 10/23/2009 - 11/02/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
B
 10/23/2009 - 11/02/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
IA
 09/30/2005 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN ANTONIO, TX
B
 09/30/2005 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN ANTONIO, TX
IA
 07/24/1998 - 10/04/2005 MORGAN STANLEY (CRD#:7556) SAN ANTONIO, TX
B
 07/15/1998 - 10/04/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 05/08/1996 - 07/20/1998 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
B
 01/17/1996 - 06/07/1996 INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD. (CRD#:22408) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.