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R B TEAL
BRIAN TEAL, R. B TEAL, ROBERT BRIAN TEAL
CRD#: 2681150
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5910 N CENTRAL EXPY
DALLAS, TX 75206
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - Present (27 years)BTHE BOSTON GROUP (CRD# 37652)1995 - 1997 (1 year)
Disclosure(s)
View By:
7/10/2007
Customer Dispute
Closed-No Action
1/29/2004
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 1/5/2021

B
Ohio 6/23/2017

B
California 7/15/1997

B
Oklahoma 6/30/2020

B
Delaware 11/17/2010

B
Rhode Island 11/17/2023

B
Hawaii 8/6/2018

B
South Carolina 6/15/2021

B
Massachusetts 8/25/2023

B
Texas 3/20/1997

B
Michigan 9/1/2022

IA
Texas 3/20/1997

B
New York 9/28/2005

B
Virginia 7/20/2021

B
North Carolina 11/9/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 3/20/1997

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 3/19/1997

Previous Registration(s)
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B
12/12/1995 - 02/25/1997 THE BOSTON GROUP (CRD#:37652) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.