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SEAN PATRICK DONNELLY
SEAN DONNELLY
CRD#: 2680959
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 4510 Executive Dr
Ste P9
San Diego, CA 92121
Registration History
19952000200520102015202020252 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - Present (10 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2007 - 2007 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2007 (2 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2000 - 2004 (3 years)BWADDELL & REED, INC. (CRD# 866)1997 - 2000 (2 years)BFORTIS INVESTORS, INC. (CRD# 421)1995 - 1997 (1 year)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (1 year)
Disclosure(s)
View By:
11/15/1994
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 10/3/2014

B
New Mexico 5/28/2020

B
California 10/3/2014

B
Oregon 10/3/2014

IA
California 10/6/2014

B
Pennsylvania 5/5/2021

B
Illinois 11/15/2023

B
Virginia 3/18/2021

B
Missouri 10/3/2014

B
Washington 9/18/2020

B
Nevada 3/5/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4510 Executive Dr Ste P9, San Diego, CA 92121
San Diego, CA
Registered with this firm since 10/6/2014

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
4510 Executive Dr Ste P9, San Diego, CA 92121
San Diego, CA
Registered with this firm since 10/3/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/27/2012 - 10/14/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
B
04/27/2012 - 10/14/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
IA
06/01/2009 - 05/02/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SAN DIEGO, CA
B
06/01/2009 - 05/02/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAN DIEGO, CA
IA
03/26/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN DIEGO, CA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN DIEGO, CA
B
03/02/2007 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SAN DIEGO, CA
B
07/29/2004 - 03/06/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
B
12/07/2000 - 06/29/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
05/20/1997 - 02/04/2000 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
11/10/1995 - 04/01/1997 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.