Individual Firm
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ROBERT JOHN SKINNER JR
CRD#: 2680849
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IEQ CAPITAL, LLCCRD#: 301819 950 TOWER LANE
SUITE 1800
FOSTER CITY, CA 94404
SUITE 1800
FOSTER CITY, CA 94404
View By:
6/22/2020
Customer Dispute
Settled
State Registrations
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Arizona 7/10/2023
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New Jersey 3/27/2020
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California 6/7/2019
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North Carolina 3/25/2020
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Colorado 3/25/2020
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Oregon 3/25/2020
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Connecticut 3/25/2020
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Texas 3/25/2020
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Delaware 3/25/2020
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Utah 3/25/2020
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Maryland 3/25/2020
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Washington 3/25/2020
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Nevada 4/9/2020
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Registered with this firm since 6/7/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/14/2013 - 06/04/2019 | Palo Alto, CA | |
B | 04/19/2013 - 06/04/2019 | Palo Alto, CA | |
IA | 05/09/2008 - 02/01/2013 | PORTOLA VALLEY, CA | |
IA | 08/04/2000 - 05/15/2008 | LOS ANGELES, CA | |
B | 08/03/2000 - 05/15/2008 | LOS ANGELES, CA | |
B | 03/26/1999 - 06/23/2000 | SMITHFIELD, RI | |
B | 06/02/1998 - 03/11/1999 | NEW YORK, NY | |
B | 12/07/1995 - 04/30/1998 | SMITHFIELD, RI |
PORTOLA VALLEY, CA
05/09/2008 - 02/01/2013
LOS ANGELES, CA
08/04/2000 - 05/15/2008
LOS ANGELES, CA
08/03/2000 - 05/15/2008
SMITHFIELD, RI
03/26/1999 - 06/23/2000
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.