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MARIO JAMES KOKOLIS
Mario James Kokolis, Mario j Kokolis
CRD#: 2680709
IA
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WELLS FARGO ADVISORSCRD#: 19616 4690 MONTICELLO AVE
WILLIAMSBURG, VA 23188
WILLIAMSBURG, VA 23188
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Disclosures
6
Years of Experience
View By:
State Registrations
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Arizona 7/16/2024
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North Carolina 7/16/2024
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Delaware 7/16/2024
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Pennsylvania 7/16/2024
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District of Columbia 7/16/2024
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Tennessee 7/16/2024
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Florida 7/16/2024
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Texas 7/16/2024
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Kentucky 7/16/2024
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Texas 7/16/2024
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Maryland 7/16/2024
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Virginia 7/16/2024
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Massachusetts 10/21/2024
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Virginia 7/16/2024
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Minnesota 10/21/2024
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Washington 7/16/2024
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New Jersey 7/16/2024
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West Virginia 7/16/2024
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New York 7/16/2024
SRO Registrations
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Registered with this firm since 7/16/2024
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Registered with this firm since 7/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/16/2021 - 07/29/2024 | WILLIAMSBURG, VA | |
B | 11/16/2021 - 07/29/2024 | WILLIAMSBURG, VA | |
IA | 04/28/2018 - 06/15/2021 | WILLIAMSBURG, VA | |
B | 03/26/2018 - 06/15/2021 | WILLIAMSBURG, VA |
WILLIAMSBURG, VA
11/16/2021 - 07/29/2024
WILLIAMSBURG, VA
11/16/2021 - 07/29/2024
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.