Individual Firm
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CHRISTOPHER SCOTT TOOL
CHRIS TOOL
CRD#: 2679771
IA
B
SCF INVESTMENT ADVISORS, INC.CRD#: 123608 Canyon Lake, CA
SCF SECURITIES, INC.CRD#: 47275 CANYON LAKE, CA
0
Disclosures
28
Years of Experience
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State Registrations
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Alabama 1/2/2025
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Idaho 8/20/2018
B
Arizona 12/23/2016
B
New Mexico 1/27/2017
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California 12/23/2016
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North Carolina 12/13/2022
IA
California 1/27/2021
B
Ohio 4/4/2023
B
Colorado 4/7/2017
IA
South Dakota 9/1/2021
B
Florida 9/8/2022
B
Texas 7/12/2021
B
Georgia 4/7/2021
IA
Texas 7/12/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/27/2021
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/20/2020 - 11/20/2020 | Canyon Lake, CA | |
B | 03/14/2012 - 12/23/2016 | CORONA, CA | |
B | 10/01/2009 - 11/28/2011 | CHINO, CA | |
B | 03/06/1996 - 10/02/2009 | RANCHO CUCAMONGA, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.