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PAUL JOSEPH MERTENS
PALL JOSEPH MERTENS, PAUL JOESPH MERTENS
CRD#: 2679628
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1 Marina Park Dr
Suite 1410
Boston, MA 02210
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1 Marina Park Dr.
Suite 1410
Boston, MA 02210
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2006 - 2017 (11 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2006 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2001 (2 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1997 - 1998 (1 year)BSMITH BARNEY INC. (CRD# 7059)1996 - 1996 (<1 year)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2014 - 2017 (3 years)
License(s)

State Registrations

B
Arizona 5/15/2024

B
New Hampshire 2/28/2017

B
California 2/28/2017

IA
New Hampshire 5/7/2024

B
Colorado 5/18/2023

B
North Carolina 5/17/2024

B
Connecticut 5/26/2023

B
Ohio 2/28/2017

B
Florida 2/28/2017

B
Oregon 2/28/2017

B
Georgia 5/15/2024

B
Pennsylvania 1/31/2022

B
Maryland 2/28/2017

B
Virgin Islands 1/22/2018

B
Massachusetts 2/28/2017

B
Virginia 5/15/2024

IA
Massachusetts 5/8/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1 Marina Park Dr Suite 1410, Boston, MA 02210
North Andover, MA
Registered with this firm since 5/8/2017

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1 Marina Park Dr. Suite 1410, Boston, MA 02210
North Andover, MA
Registered with this firm since 2/28/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/16/2014 - 02/28/2017 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) BOSTON, MA
B
02/17/2006 - 02/28/2017 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) BOSTON, MA
B
02/05/2001 - 03/06/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOSTON, MA
B
01/04/1999 - 02/09/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
06/18/1997 - 09/29/1998 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
B
02/08/1996 - 03/29/1996 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.