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Detailed Report
DAVID JOSEPH WULLER
CRD#: 2679277
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 751 Cool Springs Blvd
STE 200
FRANKLIN, TN 37067-2730
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - Present (19 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2005 - 2006 (1 year)BPOWELLJOHNSON (CRD# 122956)2003 - 2004 (1 year)BSTEPHENS INC. (CRD# 3496)2000 - 2001 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)2000 - 2000 (<1 year)BJ.C. BRADFORD & CO. (CRD# 1287)1999 - 2000 (1 year)
License(s)

State Registrations

B
Alabama 8/19/2022
B
North Carolina 7/23/2015
B
Arizona 8/6/2019
B
Ohio 1/12/2011
B
Arkansas 5/27/2021
B
Oklahoma 1/4/2007
IA
Arkansas 5/28/2021
IA
Oklahoma 6/2/2021
B
California 9/30/2008
B
South Carolina 7/14/2014
B
Florida 12/20/2005
B
Tennessee 6/6/2005
B
Georgia 9/30/2008
IA
Tennessee 6/20/2005
B
Illinois 3/12/2007
B
Texas 1/22/2016
B
Indiana 8/3/2012
IA
Texas 1/22/2016
B
Massachusetts 1/3/2018
B
Utah 11/16/2023
B
Mississippi 7/16/2021
IA
Virginia 11/6/2019
B
New York 9/6/2018
B
West Virginia 10/26/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
751 Cool Springs Blvd STE 200, FRANKLIN, TN 37067-2730
Franklin, TN
Registered with this firm since 6/20/2005
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
751 Cool Springs Blvd STE 200, FRANKLIN, TN 37067-2730
Franklin, TN
Registered with this firm since 5/31/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/31/2005 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 01/06/2003 - 10/29/2004 POWELLJOHNSON (CRD#:122956) NASHVILLE, TN
B
 11/07/2000 - 10/03/2001 STEPHENS INC. (CRD#:3496) LITTLE ROCK, AR
B
 08/11/2000 - 10/02/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 05/12/1999 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.