Individual Firm
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MARY CATHERINE KUSNIC
MARY CATHERINE KUSNIC MISS
CRD#: 2679199
IA
B
VICTUS CAPITAL WEALTHCRD#: 154899 1327 OCEAN AVENUE
SUITE K
SANTA MONICA, CA 90401
SUITE K
SANTA MONICA, CA 90401
0
Disclosures
25
Years of Experience
View By:
State Registrations
IA
California 7/28/2016
IA
Registered with this firm since 7/28/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2011 - 07/08/2016 | BEVERLY HILLS, CA | |
B | 03/08/2012 - 02/26/2016 | BEVERLY HILLS, CA | |
B | 02/25/2011 - 03/09/2012 | BEVERLY HILLS, CA | |
IA | 06/01/2009 - 02/11/2011 | BEVERLY HILLS, CA | |
B | 06/01/2009 - 02/11/2011 | BEVERLY HILLS, CA | |
IA | 04/02/2007 - 06/01/2009 | BEVERLY HILLS, CA | |
B | 04/02/2007 - 06/01/2009 | BEVERLY HILLS, CA | |
IA | 03/31/2003 - 04/02/2007 | BEVERLY HILLS, CA | |
B | 03/31/2003 - 04/02/2007 | BEVERLY HILLS, CA | |
IA | 11/15/2000 - 04/03/2003 | CENTURY CITY, CA | |
B | 11/10/2000 - 04/03/2003 | NEW YORK, NY | |
B | 09/23/1996 - 02/19/1998 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.