Individual Firm
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Jeffrey H Gaggin
CRD#: 2678935
IA
B
MORGAN STANLEYCRD#: 149777 One Fawcett Place
3Rd Floor
Greenwich, CT 06830
3Rd Floor
Greenwich, CT 06830
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Arizona 3/26/2018
B
Missouri 6/20/2018
B
Arkansas 7/12/2021
B
Nevada 8/28/2019
B
California 3/26/2018
B
New Hampshire 7/13/2021
B
Colorado 3/29/2018
B
New Jersey 3/26/2018
IA
Connecticut 2/22/2018
B
New Mexico 5/8/2019
B
Connecticut 2/26/2018
B
New York 3/26/2018
B
Delaware 6/1/2018
B
North Carolina 4/15/2019
B
District of Columbia 5/30/2018
B
Ohio 8/1/2018
B
Florida 3/7/2019
B
Oklahoma 7/13/2021
B
Georgia 4/2/2019
B
Oregon 7/13/2021
B
Hawaii 5/5/2023
B
Pennsylvania 8/22/2019
B
Idaho 7/24/2020
B
Rhode Island 7/13/2021
B
Illinois 5/30/2018
B
South Carolina 7/13/2021
B
Indiana 7/12/2021
B
Texas 5/4/2018
B
Iowa 5/5/2023
IA
Texas 4/2/2020
B
Kansas 7/12/2021
B
Utah 6/6/2019
B
Kentucky 7/12/2021
B
Vermont 7/13/2021
B
Maine 7/12/2021
B
Virginia 5/23/2018
B
Maryland 8/21/2019
B
Washington 5/18/2018
B
Massachusetts 3/26/2018
B
Wisconsin 7/13/2021
B
Michigan 4/24/2019
B
Wyoming 7/13/2021
B
Minnesota 3/26/2018
SRO Registrations
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B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/22/2018
B
Registered with this firm since 2/8/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/27/2016 - 12/31/2017 | GREENWICH, CT | |
IA | 11/13/2012 - 12/31/2015 | GREENWICH, CT | |
B | 04/04/2003 - 02/27/2012 | NEW YORK, NY | |
B | 11/07/2002 - 11/14/2002 | BOCA RATON, FL | |
B | 01/17/2000 - 02/01/2001 | NEW YORK, NY |
BOCA RATON, FL
11/07/2002 - 11/14/2002
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.