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Detailed Report
SHANE WILLIAM MCCORMICK
CRD#: 2677979
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 300 Willowbrook Lane, Suite 315
West Chester, PA 19382
LPL FINANCIAL LLCCRD#: 6413 300 WILLOWBROOK LN STE 315
WEST CHESTER, PA 19382
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2014 - Present (10 years)BLPL FINANCIAL LLC (CRD# 6413)2002 - Present (22 years)BSEI INVESTMENTS DISTRIBUTION CO. (CRD# 10690)2000 - 2002 (2 years)BPBHG FUND DISTRIBUTORS (CRD# 44916)1998 - 1998 (<1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)1996 - 1998 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2007 - 2015 (8 years)
License(s)

State Registrations

B
Delaware 1/21/2003
B
Pennsylvania 10/17/2002
B
Florida 1/2/2014
IA
Pennsylvania 11/20/2014
B
Michigan 1/13/2015
B
South Carolina 4/16/2004
B
New Jersey 1/21/2003
IA
Texas 3/10/2022
B
North Carolina 2/17/2011
B
Virginia 1/13/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
300 Willowbrook Lane, Suite 315, West Chester, PA 19382
Registered with this firm since 11/20/2014
B
LPL FINANCIAL LLC (CRD#:6413)
300 WILLOWBROOK LN STE 315, WEST CHESTER, PA 19382
Registered with this firm since 10/17/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/22/2007 - 10/29/2015 LPL FINANCIAL LLC (CRD#:6413) MEDIA, PA
B
 01/25/2000 - 09/09/2002 SEI INVESTMENTS DISTRIBUTION CO. (CRD#:10690) OAKS, PA
B
 07/28/1998 - 12/31/1998 PBHG FUND DISTRIBUTORS (CRD#:44916) BOSTON, MA
B
 03/19/1996 - 07/15/1998 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.