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CLARE MARGARET MARY SHEEHAN
CLARE M COX MRS., CLARE MARGARET MARY COX, CLARE SHEEHAN COX, CLARE M SHEEHAN, CLARE SHEEHAN
CRD#: 2677800
IA
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MORGAN STANLEYCRD#: 149777 35 Village Road
Suite 601
Middleton, MA 01949
Suite 601
Middleton, MA 01949
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Disclosures
17
Years of Experience
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State Registrations
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Alabama 2/22/2021
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Nevada 2/22/2021
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Arizona 6/27/2018
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New Hampshire 6/27/2018
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Arkansas 2/22/2021
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New Hampshire 5/22/2024
B
California 6/27/2018
B
New Jersey 6/27/2018
B
Colorado 6/27/2018
B
New Mexico 10/8/2019
B
Connecticut 7/22/2016
B
New York 6/27/2018
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Connecticut 8/25/2016
B
North Carolina 6/28/2018
B
Delaware 2/22/2021
B
North Dakota 2/22/2021
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District of Columbia 1/3/2020
B
Ohio 9/18/2019
B
Florida 6/27/2018
B
Oregon 7/17/2018
B
Georgia 6/27/2018
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Pennsylvania 6/27/2018
B
Hawaii 9/17/2019
B
Puerto Rico 2/22/2021
B
Illinois 10/28/2021
B
Rhode Island 10/16/2019
B
Indiana 7/17/2018
B
South Carolina 7/17/2018
B
Louisiana 7/17/2018
B
South Dakota 2/22/2021
B
Maine 8/7/2019
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Tennessee 9/17/2019
B
Maryland 7/9/2018
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Texas 7/20/2018
B
Massachusetts 8/25/2016
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Texas 4/23/2020
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Michigan 9/17/2019
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Utah 6/27/2018
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Minnesota 2/22/2021
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Vermont 1/18/2019
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Mississippi 2/22/2021
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Virginia 6/27/2018
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Missouri 4/8/2019
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Washington 10/3/2019
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Montana 7/17/2018
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Wisconsin 2/22/2021
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Nebraska 2/22/2021
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Wyoming 9/17/2019
SRO Registrations
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Registered with this firm since 8/25/2016
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Registered with this firm since 7/19/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/16/2001 - 08/19/2005 | BALTIMORE, MD | |
B | 10/11/2000 - 03/08/2001 | NEW YORK, NY | |
B | 07/01/1998 - 10/19/2000 | NEW YORK, NY | |
B | 07/12/1996 - 07/01/1998 | NEW YORK, NY | |
B | 11/09/1995 - 01/04/1996 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.