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Detailed Report
TODD GARRETT BARNES
CRD#: 2677616
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 23701 CALABASAS RD
CALABASAS, CA 91302
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (1 year)2 FIRMS2008 - 2012 (3 years)2 FIRMS2013 - Present (12 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2005 (2 years)BCAL FED INVESTMENTS (CRD# 19631)1997 - 2003 (6 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1995 - 1997 (1 year)
License(s)

State Registrations

B
Arizona 4/12/2018
B
Minnesota 10/30/2020
B
California 3/20/2013
B
Nevada 5/7/2021
IA
California 3/20/2013
B
New York 2/6/2023
B
Hawaii 6/17/2014
B
Texas 5/2/2023
B
Louisiana 7/14/2021
IA
Texas 5/2/2023
B
Maryland 12/3/2024
B
Virginia 1/14/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
23701 CALABASAS RD, CALABASAS, CA 91302
Registered with this firm since 3/20/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
23701 CALABASAS RD, CALABASAS, CA 91302
Registered with this firm since 3/20/2013
Previous Registration(s)
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IA
 06/12/2008 - 01/03/2012 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) GOLETA, CA
B
 06/12/2008 - 01/03/2012 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) GOLETA, CA
IA
 04/28/2006 - 04/16/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OXNARD, CA
B
 02/24/2006 - 04/16/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BURBANK, CA
B
 02/05/2003 - 12/13/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 01/31/1997 - 02/05/2003 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
 11/30/1995 - 01/31/1997 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.