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Detailed Report
JOHN LAMBROS KARKAZIS
CRD#: 2677537
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30 S WACKER DR STE 4000
CHICAGO, IL 60606
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1995 - 2009 (13 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (11 years)
License(s)

State Registrations

B
California 4/11/2024
B
Michigan 2/27/2009
B
Colorado 2/8/2018
B
Minnesota 2/27/2009
B
Florida 8/3/2023
B
Missouri 10/18/2024
B
Illinois 2/27/2009
B
New York 1/3/2023
IA
Illinois 2/27/2009
B
Tennessee 1/25/2021
B
Indiana 12/5/2019
B
Wisconsin 12/3/2009
B
Iowa 11/18/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
WESTERN SPRINGS, IL
Registered with this firm since 2/27/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30 S WACKER DR STE 4000, CHICAGO, IL 60606
WESTERN SPRINGS, IL
Registered with this firm since 2/27/2009
Previous Registration(s)
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IA
 12/28/1997 - 03/20/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
 11/28/1995 - 03/20/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.