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[REDACTED] expressed concerns about the large tax bill she had to pay in 2022 and questioned why Mr. Cushner failed to realize losses to minimize capital gains. [REDACTED] second issue expressed via email was the sale of certain legacy stocks even though she granted Mr. Cushner full discretionary trading authority in the account.
Damage Amount Requested
$5,000.00
6/3/2021
Criminal
Final Disposition
Charges
1 COUNT FELONY CHARGE FOR AGG ASSAULT WITH DEADLY WEAPON
Disposition
No Plea
Amended Charges
Amended to Disorderly Conduct
Amended Charge Type
MISDEMEANOR
Broker Comment
Current status of the case: Final
Judgement Entered: 08/23/2021
Judgment in this cause reflects the reduction to a Class A Misdemeanor, a plea of no contest by Mr. Cushner, and the deferral of a finding of guilt by the court.
Mr. Cushner has NOT been found guilty of any offense. The charge has nothing to do with any work he performs for Titleist Asset Management or any investment-related business.
1/25/2008
Customer Dispute
Denied
Allegations
CUSTOMER ALLEGES UNSUITABLE ALLOCATIONS TO PORTFOLIO AND CLAIMS LOSS OF 280K DESPITE THAT PORTFOLIO IS UP 10.36% SINCE 12/30/2004
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.