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Detailed Report
SEAN PATRICK MCGERR
CRD#: 2676426
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6003 OLD CHENEY RD STE 200
LINCOLN, NE 68516
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (2 years)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2021 (12 years)2 FIRMS2021 - Present (4 years)BNYLIFE SECURITIES INC. (CRD# 5167)2003 - 2006 (2 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2002 - 2003 (1 year)BU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)1996 - 2000 (4 years)IAMML INVESTORS SERVICES, INC. (CRD# 10409)2003 - 2003 (<1 year)
Disclosure(s)
View By:
9/9/2024
Customer Dispute
Pending
10/11/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 4/2/2024
B
Nebraska 2/12/2021
B
Arizona 2/12/2021
IA
Nebraska 2/23/2021
B
California 2/12/2021
B
Nevada 6/7/2021
B
Colorado 2/12/2021
B
New Mexico 7/14/2021
B
District of Columbia 2/5/2025
B
New York 4/28/2021
B
Florida 2/12/2021
B
North Carolina 4/28/2022
B
Georgia 2/15/2021
B
Ohio 2/3/2025
B
Illinois 3/8/2021
B
Oregon 5/6/2021
B
Indiana 1/24/2025
B
Pennsylvania 1/24/2025
B
Iowa 2/12/2021
B
South Carolina 3/17/2022
B
Kansas 2/12/2021
B
South Dakota 6/3/2021
B
Kentucky 4/28/2021
B
Tennessee 7/14/2021
B
Maine 7/14/2021
B
Texas 2/12/2021
B
Maryland 2/3/2025
IA
Texas 2/12/2021
B
Massachusetts 7/23/2021
B
Virginia 2/3/2025
B
Michigan 1/27/2025
B
Washington 2/12/2021
B
Minnesota 2/25/2021
B
Wyoming 1/24/2025
B
Missouri 2/12/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6003 OLD CHENEY RD STE 200, LINCOLN, NE 68516
Registered with this firm since 2/12/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6003 OLD CHENEY RD STE 200, LINCOLN, NE 68516
Registered with this firm since 2/12/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/20/2009 - 02/23/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) LINCOLN, NE
B
 02/20/2009 - 02/23/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) LINCOLN, NE
IA
 04/06/2006 - 02/25/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, NE
B
 01/27/2006 - 02/25/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, NE
B
 12/19/2003 - 02/10/2006 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
IA
 02/20/2003 - 12/05/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) LINCOLN, NE
B
 11/27/2002 - 12/05/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
IA
 08/11/2000 - 12/05/2002 MORGAN STANLEY (CRD#:7556) LINCOLN, NE
B
 06/07/2000 - 12/05/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 01/30/1996 - 06/22/2000 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.