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DAVID BRIAN MCAFOOS
CRD#: 2674670
IA
B
MORGAN STANLEYCRD#: 149777 500 College Street
Asheville, NC 28801
Asheville, NC 28801
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Alabama 6/1/2009
B
New York 6/1/2009
B
Arizona 5/15/2019
B
North Carolina 6/1/2009
B
Arkansas 12/2/2021
IA
North Carolina 6/1/2009
B
California 5/15/2019
B
Ohio 5/16/2019
B
Colorado 6/1/2009
B
Oregon 5/15/2019
B
District of Columbia 6/1/2009
B
Pennsylvania 6/1/2009
B
Florida 6/1/2009
B
South Carolina 6/1/2009
B
Georgia 6/1/2009
IA
South Carolina 8/24/2023
B
Illinois 6/1/2009
B
South Dakota 1/12/2023
B
Indiana 6/1/2009
B
Tennessee 6/1/2009
B
Michigan 6/1/2009
B
Texas 6/1/2009
B
Minnesota 2/27/2023
IA
Texas 4/8/2020
B
Mississippi 8/10/2020
B
Utah 2/11/2022
B
Montana 11/19/2019
B
Virginia 6/1/2009
B
New Jersey 11/22/2017
B
Washington 8/2/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/27/2009 - 06/01/2009 | ASHEVILLE, NC | |
B | 03/27/2009 - 06/01/2009 | ASHEVILLE, NC | |
IA | 06/20/2002 - 03/27/2009 | ASHEVILLE, NC | |
B | 06/15/2002 - 03/27/2009 | ASHEVILLE, NC | |
IA | 01/28/2002 - 06/20/2002 | ASHEVILLE, NC | |
B | 11/22/1995 - 06/15/2002 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.