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Detailed Report
Michael Gogliormella
MICHELE SEMI GOGLIOIMELLA, MICHAEL SEMI GOGLIORMELLA, MICHELE SEMI GOGLIORMELLA, MICHELE GOGLIORMELLA, Michael S Gogliormella…
CRD#: 2674563
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 925 WESTCHESTER AVENUE
FLOOR 04
WHITE PLAINS, NY 10604
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BAXA ADVISORS, LLC (CRD# 6627)1999 - 2019 (20 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1999 - 2000 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1998 - 1998 (<1 year)BVTR CAPITAL, INC. (CRD# 21404)1997 - 1998 (<1 year)BMONROE PARKER SECURITIES, INC. (CRD# 31204)1997 - 1997 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)2007 - 2019 (12 years)
License(s)

State Registrations

B
Alabama 8/13/2020
B
Nevada 8/13/2020
B
Alaska 8/13/2020
B
New Hampshire 8/13/2020
B
Arizona 8/13/2020
B
New Jersey 8/13/2020
B
Arkansas 8/13/2020
B
New Mexico 8/13/2020
B
California 8/13/2020
B
New York 8/13/2020
B
Colorado 8/13/2020
IA
New York 5/9/2021
B
Connecticut 8/13/2020
B
North Carolina 8/13/2020
B
Delaware 8/13/2020
B
North Dakota 8/13/2020
B
District of Columbia 8/13/2020
B
Ohio 8/17/2020
B
Florida 8/13/2020
B
Oklahoma 8/13/2020
B
Georgia 8/13/2020
B
Oregon 8/13/2020
B
Hawaii 8/13/2020
B
Pennsylvania 8/13/2020
B
Idaho 8/13/2020
B
Puerto Rico 8/13/2020
B
Illinois 8/13/2020
B
Rhode Island 8/13/2020
B
Indiana 8/13/2020
B
South Carolina 8/13/2020
B
Iowa 8/13/2020
B
South Dakota 8/13/2020
B
Kansas 8/13/2020
B
Tennessee 8/13/2020
B
Kentucky 8/13/2020
B
Texas 8/13/2020
B
Louisiana 8/13/2020
IA
Texas 8/13/2020
B
Maine 8/13/2020
B
Utah 8/13/2020
B
Maryland 8/13/2020
B
Vermont 8/13/2020
B
Massachusetts 8/13/2020
B
Virgin Islands 8/13/2020
B
Michigan 8/13/2020
B
Virginia 8/13/2020
B
Minnesota 8/13/2020
B
Washington 8/13/2020
B
Mississippi 8/13/2020
B
West Virginia 8/13/2020
B
Missouri 8/13/2020
B
Wisconsin 8/13/2020
B
Montana 8/13/2020
B
Wyoming 8/13/2020
B
Nebraska 8/13/2020

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
925 WESTCHESTER AVENUE FLOOR 04, WHITE PLAINS, NY 10604
West Harrison, NY
Registered with this firm since 8/13/2020
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
925 WESTCHESTER AVENUE FLOOR 04, WHITE PLAINS, NY 10604
West Harrison, NY
Registered with this firm since 8/13/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/06/2007 - 07/02/2019 AXA ADVISORS, LLC (CRD#:6627) JERSEY CITY, NJ
B
 05/21/1999 - 07/02/2019 AXA ADVISORS, LLC (CRD#:6627) JERSEY CITY, NJ
B
 05/21/1999 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
 04/20/1998 - 10/13/1998 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 12/22/1997 - 02/26/1998 VTR CAPITAL, INC. (CRD#:21404)
FINRA expelled the firm on 12/20/2001
NEW YORK, NY
B
 03/17/1997 - 12/23/1997 MONROE PARKER SECURITIES, INC. (CRD#:31204)
FINRA expelled the firm on 06/18/1999
PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.