Individual Firm
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SCOTT ANTHONY LANZA
CRD#: 2674425
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 455 Fairway Drive
Suite 220
Deerfield Beach, FL 33441
Suite 220
Deerfield Beach, FL 33441
IFP SECURITIES, LLCCRD#: 297287 455 Fairway Drive
Suite 220
Deerfield Beach, FL 33441
Suite 220
Deerfield Beach, FL 33441
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11/20/2020
Customer Dispute
Settled
5/1/2012
Customer Dispute
Settled
State Registrations
IA
Arizona 10/29/2021
IA
New Jersey 3/29/2019
IA
Colorado 4/1/2019
B
New York 5/22/2019
B
Colorado 6/10/2019
IA
New York 11/4/2021
IA
Florida 3/29/2019
IA
North Carolina 4/2/2019
B
Florida 6/7/2019
B
North Carolina 5/28/2019
IA
Georgia 7/8/2019
IA
Ohio 10/5/2023
IA
Idaho 3/20/2019
IA
Pennsylvania 3/20/2019
IA
Illinois 4/1/2021
IA
South Carolina 7/15/2019
IA
Indiana 3/20/2019
IA
Texas 2/12/2021
B
Indiana 5/22/2019
B
Virginia 6/11/2019
IA
Massachusetts 3/26/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 3/20/2019
B
Registered with this firm since 5/22/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/27/2005 - 05/23/2019 | BOCA RATON, FL | |
IA | 01/28/2005 - 04/22/2019 | BOCA RATON, FL | |
B | 07/20/1998 - 02/01/2005 | BIRMINGHAM, AL | |
IA | 07/20/1998 - 12/10/2004 | FT. LAUDERDALE, FL | |
B | 07/29/1998 - 04/10/2000 | PURCHASE, NY | |
B | 08/19/1997 - 07/16/1998 | ||
B | 12/20/1995 - 03/27/1997 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.