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Detailed Report
RAYMOND M PIACENTINI
RAYMOND MARIO PIACENTINI
CRD#: 2674369
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 55 RAILROAD AVE
GREENWICH, CT 06830
Registration History
199820002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - Present (13 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - 2011 (2 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2007 - 2008 (<1 year)BMBSC SECURITIES CORPORATION (CRD# 231)2007 - 2007 (<1 year)BBNY INVESTMENT CENTER INC. (CRD# 47683)2006 - 2007 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2006 (3 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1998 - 2002 (3 years)BFCG ADVISORS, LLC (CRD# 40633)1998 - 1998 (<1 year)
License(s)

State Registrations

B
California 6/15/2016
B
Maryland 4/2/2019
B
Colorado 12/2/2021
B
Massachusetts 6/15/2016
B
Connecticut 6/3/2016
B
New Hampshire 6/10/2016
IA
Connecticut 6/3/2016
B
New Jersey 3/2/2018
B
District of Columbia 4/2/2019
B
New York 8/18/2011
B
Florida 6/15/2016
IA
New York 1/22/2024
B
Georgia 3/20/2017
B
North Carolina 4/10/2017
B
Illinois 6/15/2016
B
Ohio 4/2/2019
B
Indiana 11/2/2016
B
Pennsylvania 12/2/2021
B
Kansas 2/15/2017
B
South Carolina 12/2/2021

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
55 RAILROAD AVE, GREENWICH, CT 06830
300 BROADHOLLOW RD, MELVILLE, NY 11747
Registered with this firm since 6/3/2016
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
55 RAILROAD AVE, GREENWICH, CT 06830
300 BROADHOLLOW RD, MELVILLE, NY 11747
Registered with this firm since 8/18/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/01/2008 - 08/11/2011 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
 12/14/2007 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
B
 09/25/2007 - 12/03/2007 MBSC SECURITIES CORPORATION (CRD#:231) NEW YORK, NY
B
 03/07/2006 - 09/10/2007 BNY INVESTMENT CENTER INC. (CRD#:47683) NEW YORK, NY
B
 04/01/2002 - 03/06/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 10/13/1998 - 04/25/2002 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
B
 10/07/1998 - 10/28/1998 FCG ADVISORS, LLC (CRD#:40633) CHATHAM, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.