Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PAUL ARTHUR TIERNEY
PAT TIERNEY, PAUL A TIERNEY
CRD#: 2674063
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 3452 Lake Lynda Drive
Suite 361
Orlando, FL 32817
LINCOLN INVESTMENTCRD#: 519 Winter Springs, FL
Registration History
19961998200020022004200620082010201220142016201820202022202420263 FIRMS2016 - Present (8 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2015 - 2016 (<1 year)BSIGNATOR FINANCIAL SERVICES, INC. (CRD# 19061)2011 - 2015 (4 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2010 - 2011 (<1 year)BING FINANCIAL ADVISERS, LLC (CRD# 34815)2009 - 2010 (1 year)BJOHN HANCOCK DISTRIBUTORS LLC (CRD# 5249)2002 - 2007 (5 years)BMANUFACTURERS SECURITIES SERVI... (CRD# 16009)2001 - 2002 (<1 year)BSIGNATOR INVESTORS, INC. (CRD# 468)1996 - 2001 (5 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1996 - 1997 (1 year)
License(s)

State Registrations

B
Colorado 1/2/2025
B
Massachusetts 3/11/2016
B
Connecticut 11/8/2024
B
Minnesota 6/11/2020
B
Florida 3/11/2016
B
North Carolina 10/24/2024
IA
Florida 5/13/2016
B
Tennessee 1/4/2021
B
Georgia 1/4/2021
B
Texas 1/3/2019
B
Maine 4/21/2021
IA
Texas 3/26/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
3452 Lake Lynda Drive Suite 361, Orlando, FL 32817
Winter Springs, FL
Registered with this firm since 5/20/2016
IA
LINCOLN INVESTMENT (CRD#:519)
Winter Springs, FL
Registered with this firm since 5/13/2016
B
LINCOLN INVESTMENT (CRD#:519)
Winter Springs, FL
Registered with this firm since 3/11/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/28/2015 - 03/14/2016 SIGNATOR INVESTORS, INC. (CRD#:468) ORLANDO, FL
B
 08/15/2011 - 12/28/2015 SIGNATOR FINANCIAL SERVICES, INC. (CRD#:19061) ORLANDO, FL
B
 12/17/2010 - 08/16/2011 ING FINANCIAL PARTNERS, INC. (CRD#:2882) ORLANDO, FL
B
 04/28/2009 - 12/31/2010 ING FINANCIAL ADVISERS, LLC (CRD#:34815) ORLANDO, FL
B
 01/01/2002 - 10/11/2007 JOHN HANCOCK DISTRIBUTORS LLC (CRD#:5249) BOSTON, MA
B
 04/12/2001 - 01/01/2002 MANUFACTURERS SECURITIES SERVICES, LLC (CRD#:16009) BOSTON, MA
B
 01/24/1996 - 02/09/2001 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
 01/24/1996 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.