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Detailed Report
BRADLEY ALLEN O'KEEF
BRAD O'KEEF, BRADLEY O'KEEF, BRADLEY ALLEN OKEEF
CRD#: 2673504
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 777 EAST WISCONSIN AVE
MILWAUKEE, WI 53202
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BJANUS DISTRIBUTORS LLC (CRD# 28832)2008 - 2009 (<1 year)BMOSAIC FUNDS DISTRIBUTOR, LLC (CRD# 44930)2001 - 2008 (6 years)BDAIN RAUSCHER INCORPORATED (CRD# 31194)1999 - 2001 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1996 - 1999 (3 years)BWELLINGTON INVESTMENT SERVICES... (CRD# 23018)1995 - 1996 (<1 year)IARELATIVE VALUE PARTNERS, LLC (CRD# 131636)2009 - 2011 (1 year)IAMADISON INVESTMENT ADVISORS (CRD# 110356)2002 - 2008 (5 years)
License(s)

State Registrations

B
Alabama 1/27/2015
B
Montana 1/13/2015
B
Alaska 1/13/2015
B
Nevada 1/21/2015
B
Arizona 1/28/2015
B
New Hampshire 1/12/2015
B
Arkansas 1/12/2015
B
New Mexico 1/12/2015
B
California 1/12/2015
B
New York 1/12/2015
B
Colorado 1/13/2015
B
North Carolina 1/12/2015
B
Connecticut 1/12/2015
B
North Dakota 1/13/2015
B
Delaware 1/20/2015
B
Ohio 1/12/2015
B
District of Columbia 1/13/2015
B
Oklahoma 1/22/2015
B
Florida 1/14/2015
B
Oregon 1/13/2015
B
Georgia 1/13/2015
B
Pennsylvania 1/13/2015
B
Hawaii 1/23/2015
B
Puerto Rico 1/21/2015
B
Idaho 1/12/2015
B
Rhode Island 1/12/2015
B
Illinois 1/12/2015
B
South Carolina 1/13/2015
B
Indiana 1/20/2015
B
South Dakota 1/14/2015
B
Iowa 1/15/2015
B
Tennessee 1/13/2015
B
Kansas 1/29/2015
B
Texas 1/12/2015
B
Kentucky 1/13/2015
B
Utah 1/13/2015
B
Louisiana 1/21/2015
B
Vermont 1/13/2015
B
Maine 1/13/2015
B
Virgin Islands 2/3/2015
B
Maryland 1/13/2015
B
Virginia 1/13/2015
B
Massachusetts 1/13/2015
B
Washington 1/17/2015
B
Michigan 1/13/2015
B
West Virginia 1/23/2015
B
Minnesota 1/12/2015
IA
Wisconsin 11/30/2011
B
Mississippi 1/16/2015
B
Wisconsin 12/16/2011
B
Missouri 1/15/2015
B
Wyoming 1/13/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
777 EAST WISCONSIN AVE, MILWAUKEE, WI 53202
Registered with this firm since 11/30/2011
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
777 EAST WISCONSIN AVE, MILWAUKEE, WI 53202
Registered with this firm since 12/8/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/10/2009 - 04/12/2011 RELATIVE VALUE PARTNERS, LLC (CRD#:131636) NORTHBROOK, IL
B
 04/24/2008 - 03/10/2009 JANUS DISTRIBUTORS LLC (CRD#:28832) DENVER, CO
IA
 08/05/2002 - 04/18/2008 MADISON INVESTMENT ADVISORS (CRD#:110356) MADISON, WI
B
 06/01/2001 - 04/18/2008 MOSAIC FUNDS DISTRIBUTOR, LLC (CRD#:44930) MADISON, WI
B
 05/28/1999 - 03/08/2001 DAIN RAUSCHER INCORPORATED (CRD#:31194) NEW YORK, NY
B
 02/27/1996 - 06/11/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 11/10/1995 - 02/10/1996 WELLINGTON INVESTMENT SERVICES CORP. (CRD#:23018) BROOKFIELD, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.