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Treva Marceyle Ruth Ziemba
TREVAMARCEYLE MOORE, MARCEYLE SMITH, TREVA MARCEYLE R ZIEMBA, TREVAMARCEYLE RUTH ZIEMBA, Treva Marceyle Ruth Ziemba
CRD#: 2672678
IA
B
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 2423 E Lincoln Dr
Phoenix, AZ 85016
Phoenix, AZ 85016
CHARLES SCHWAB & CO., INC.CRD#: 5393 2423 E Lincoln Dr
Phoenix, AZ 85016-1215
Phoenix, AZ 85016-1215
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Alabama 10/11/2017
B
Montana 9/9/2016
B
Alaska 2/21/2022
B
Nevada 9/9/2016
B
Arizona 8/3/2016
B
New Hampshire 6/27/2017
IA
Arizona 8/22/2016
B
New York 10/17/2016
B
California 9/9/2016
B
North Carolina 10/1/2019
B
Colorado 10/17/2016
B
North Dakota 1/10/2017
B
Connecticut 2/7/2024
B
Oregon 8/3/2016
B
Florida 1/10/2017
B
Pennsylvania 1/10/2017
B
Georgia 4/24/2019
B
Tennessee 6/3/2021
B
Idaho 5/10/2017
B
Texas 1/2/2020
B
Maine 6/21/2023
IA
Texas 1/2/2020
IA
Maine 6/21/2023
B
Utah 7/5/2017
B
Maryland 8/21/2017
B
Virginia 6/1/2020
B
Massachusetts 9/2/2017
B
Washington 8/3/2016
B
Minnesota 4/6/2017
B
Wyoming 4/16/2018
B
Missouri 4/18/2017
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 8/22/2016
B
Registered with this firm since 8/3/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/31/2013 - 07/28/2016 | SCOTTSDALE, AZ | |
B | 05/08/1997 - 07/28/2016 | SCOTTSDALE, AZ | |
IA | 09/22/2004 - 08/16/2007 | MALVERN, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.