Individual Firm
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ADAM ZELIGER
CRD#: 2672334
IA
B
LPL FINANCIAL LLCCRD#: 6413 NEW YORK, NY
0
Disclosures
29
Years of Experience
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State Registrations
B
California 3/6/2025
IA
New Jersey 3/6/2025
IA
California 3/6/2025
B
New York 3/6/2025
B
Connecticut 3/6/2025
IA
New York 3/6/2025
B
Florida 9/24/2003
IA
North Carolina 3/6/2025
IA
Florida 3/6/2025
B
Pennsylvania 3/6/2025
IA
Maryland 3/6/2025
IA
Pennsylvania 3/6/2025
B
Massachusetts 3/6/2025
IA
Virginia 3/6/2025
B
New Jersey 3/6/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/6/2025
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Registered with this firm since 3/6/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/14/2008 - 03/06/2025 | NEW YORK, NY | |
B | 09/24/2003 - 03/06/2025 | NEW YORK, NY | |
IA | 05/23/2001 - 10/02/2003 | NEW YORK, NY | |
B | 03/16/2001 - 10/02/2003 | WEEHAWKEN, NJ | |
B | 07/12/1999 - 03/29/2001 | NEW YORK, NY | |
B | 03/01/1996 - 07/09/1999 | PURCHASE, NY | |
B | 11/21/1995 - 01/26/1996 | NEW YORK, NY | |
B | 10/23/1995 - 11/14/1995 | CARLE PLACE, NY |
CARLE PLACE, NY
10/23/1995 - 11/14/1995
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.