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Alex B Perez
ALEX B PEREZ JR, ALEX B PEREZ
CRD#: 2671943
IA
Investment Adviser
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Previous Broker
FOUNDATIONS INVESTMENT ADVISORS LLCCRD#: 175083 1939 NE LOOP 410
SUITE 233
SAN ANTONIO, TX 78232
Registration History
19961998200020022004200620082010201220142016201820202022202420263 FIRMS1996 - 2004 (8 years)2 FIRMS2010 - 2017 (7 years)IAFOUNDATIONS INVESTMENT ADVISOR... (CRD# 175083)2019 - Present (6 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2017 - 2018 (<1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2005 - 2010 (4 years)BBCG SECURITIES, INC. (CRD# 70)2004 - 2005 (1 year)IAPRINCIPAL SECURITIES, INC. (CRD# 1137)2018 - 2018 (<1 year)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2008 - 2010 (2 years)IABCG SECURITIES, INC. (CRD# 70)2005 - 2005 (<1 year)
Disclosure(s)
View By:
4/26/2004
Customer Dispute
Denied
License(s)

State Registrations

IA
Texas 1/8/2019

Current Registration(s)
IA
FOUNDATIONS INVESTMENT ADVISORS LLC (CRD#:175083)
1939 NE LOOP 410 SUITE 233, SAN ANTONIO, TX 78232
Registered with this firm since 1/8/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/15/2018 - 04/05/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) SAN ANTONIO, TX
B
11/01/2017 - 04/05/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) SAN ANTONIO, TX
IA
07/21/2010 - 10/18/2017 OFG FINANCIAL SERVICES, INC. (CRD#:23940) SAN ANTONIO, TX
B
07/21/2010 - 10/18/2017 OFG FINANCIAL SERVICES, INC. (CRD#:23940) TOPEKA, KS
IA
02/15/2008 - 05/18/2010 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) SAN ANTONIO, TX
B
10/12/2005 - 05/18/2010 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) SAN ANTONIO, TX
IA
06/08/2005 - 09/13/2005 BCG SECURITIES, INC. (CRD#:70) SAN ANTONIO, TX
B
03/03/2004 - 09/13/2005 BCG SECURITIES, INC. (CRD#:70) CHERRY HILL, NJ
IA
02/28/1996 - 03/30/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) SAN ANTONIO, TX
B
02/08/1996 - 03/30/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
02/08/1996 - 03/30/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.