Individual Firm
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JUDITH LYNN HARKLEROAD
JUDITH LYNN PRICE
CRD#: 2671665
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 7001 LEE HIGHWAY
CHATTANOOGA, TN 37421
CHATTANOOGA, TN 37421
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1829 DECHERD BLVD
DECHERD, TN 37324
DECHERD, TN 37324
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Alabama 2/16/1998
IA
North Carolina 10/3/2024
B
Colorado 5/25/2016
B
Ohio 9/12/2021
B
Florida 9/1/1998
B
Oregon 1/14/2025
B
Georgia 2/16/1998
B
Pennsylvania 4/25/2024
B
Illinois 1/13/1999
B
South Carolina 3/21/2023
B
Indiana 8/30/2021
B
South Dakota 3/22/2023
B
Maryland 9/19/2023
B
Tennessee 2/17/1998
B
Michigan 11/20/2024
IA
Tennessee 9/9/2016
B
North Carolina 4/30/2007
B
Virginia 4/25/2024
SRO Registrations
B
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IA
Registered with this firm since 9/9/2016
B
Registered with this firm since 2/16/1998
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/10/2002 - 12/31/2016 | CHATTANOOGA, TN | |
B | 12/18/1996 - 01/12/1998 | NEW YORK, NY | |
B | 11/17/1995 - 09/25/1996 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.