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DAVID LOUIS BARKER
DAVID L BARKER
CRD#: 2671356
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 125 HIGH STREET
BOSTON, MA 02110
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BBARCLAYS CAPITAL INC. (CRD# 19714)2013 - 2015 (2 years)BBARCLAYS CAPITAL INC. (CRD# 19714)2008 - 2013 (4 years)BLEHMAN BROTHERS INC. (CRD# 7506)2004 - 2008 (4 years)BLEHMAN BROTHERS INC. (CRD# 7506)2000 - 2004 (4 years)BTHOMAS WEISEL PARTNERS LLC (CRD# 46237)1999 - 2000 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1998 - 1999 (1 year)BJOHN NUVEEN & CO., INCORPORATED (CRD# 469)1996 - 1998 (1 year)IABARCLAYS CAPITAL INC. (CRD# 19714)2014 - 2015 (1 year)IABARCLAYS CAPITAL INC. (CRD# 19714)2013 - 2014 (<1 year)
License(s)

State Registrations

B
Alabama 3/11/2020

B
Missouri 3/11/2020

B
Arizona 12/4/2015

B
Montana 3/11/2020

B
Arkansas 2/14/2025

B
Nevada 3/11/2020

B
California 12/4/2015

B
New Hampshire 12/4/2015

B
Colorado 12/4/2015

B
New Jersey 12/4/2015

B
Connecticut 12/4/2015

B
New York 12/4/2015

B
Delaware 3/11/2020

B
North Carolina 3/16/2020

B
District of Columbia 12/4/2015

B
Ohio 3/12/2020

B
Florida 12/4/2015

B
Oklahoma 3/11/2020

B
Georgia 12/4/2015

B
Oregon 3/11/2020

B
Hawaii 3/11/2020

IA
Pennsylvania 12/4/2015

B
Idaho 3/11/2020

B
Pennsylvania 3/11/2020

B
Illinois 12/4/2015

B
Puerto Rico 12/4/2015

B
Indiana 3/11/2020

B
Rhode Island 12/4/2015

B
Iowa 3/11/2020

B
South Carolina 3/11/2020

B
Kansas 3/11/2020

IA
Texas 12/4/2015

B
Kentucky 3/11/2020

B
Texas 3/11/2020

B
Louisiana 3/11/2020

B
Vermont 12/4/2015

B
Maine 12/4/2015

B
Virginia 12/4/2015

B
Maryland 12/4/2015

B
Washington 1/16/2019

B
Massachusetts 12/4/2015

B
West Virginia 3/11/2020

B
Michigan 12/4/2015

B
Wisconsin 3/11/2020

B
Minnesota 3/11/2020

B
Wyoming 3/11/2020

B
Mississippi 3/11/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
NYSE American LLC

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
125 HIGH STREET, BOSTON, MA 02110
Registered with this firm since 12/4/2015

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
125 HIGH STREET, BOSTON, MA 02110
Registered with this firm since 12/4/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/06/2014 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) BOSTON, MA
B
09/30/2013 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) BOSTON, MA
IA
10/04/2013 - 01/31/2014 BARCLAYS CAPITAL INC. (CRD#:19714) BOSTON, MA
B
09/22/2008 - 02/26/2013 BARCLAYS CAPITAL INC. (CRD#:19714) BOSTON, MA
B
08/03/2004 - 09/22/2008 LEHMAN BROTHERS INC. (CRD#:7506) BOSTON, MA
B
03/08/2000 - 06/01/2004 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
11/23/1999 - 03/03/2000 THOMAS WEISEL PARTNERS LLC (CRD#:46237) SAN FRANCISCO, CA
B
06/19/1998 - 12/16/1999 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
10/11/1996 - 05/14/1998 JOHN NUVEEN & CO., INCORPORATED (CRD#:469) CHICAGO, IL
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Broker
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Investment Adviser
Disclosures
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