Individual Firm
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SCOTT CHARLES FANATICO
CRD#: 2671073
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 3433 South Johnson
San Angelo, TX 76904
San Angelo, TX 76904
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 3433 South Johnson
San Angelo, TX 76904
San Angelo, TX 76904
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Alaska 1/23/2025
B
Oklahoma 1/23/2025
B
Arkansas 1/23/2025
B
Pennsylvania 1/23/2025
B
California 1/23/2025
B
Texas 1/23/2025
B
Kansas 1/23/2025
IA
Texas 1/23/2025
B
Mississippi 1/23/2025
B
Virginia 1/23/2025
B
Ohio 1/23/2025
SRO Registrations
B
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IA
Registered with this firm since 1/23/2025
B
Registered with this firm since 1/23/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/02/2016 - 01/27/2025 | SAN ANGELO, TX | |
B | 05/02/2016 - 01/27/2025 | SAN ANGELO, TX | |
IA | 09/25/2007 - 05/05/2016 | MCKINNEY, TX | |
B | 01/01/2008 - 05/05/2016 | OAKS, PA | |
B | 11/16/1995 - 11/07/2005 | OAKS, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.