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Detailed Report
JOHN DUSTIN RIGGS
J DUSTIN RIGGS, J Dusti Riggs
CRD#: 2670354
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Investment Adviser
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Previous Broker
NOVUS ADVISORSCRD#: 157908 Longwood, FL
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2017 (1 year)IANOVUS ADVISORS (CRD# 157908)2017 - Present (7 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - 2015 (16 years)IABLUE STAR WEALTH MANAGEMENT LLC (CRD# 314728)2021 - 2021 (<1 year)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2012 - 2015 (3 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2012 - 2012 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2003 - 2011 (8 years)
License(s)

State Registrations

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Florida 4/27/2017
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South Carolina 1/5/2024
Current Registration(s)
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NOVUS ADVISORS (CRD#:157908)
Longwood, FL
Registered with this firm since 4/27/2017
Previous Registration(s)
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 06/07/2021 - 06/22/2021 BLUE STAR WEALTH MANAGEMENT LLC (CRD#:314728) SIMPSONVILLE, SC
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 11/09/2015 - 04/18/2017 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) WINTER PARK, FL
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 09/18/2015 - 04/18/2017 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) WINTER PARK, FL
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 02/21/2012 - 10/01/2015 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) ORLANDO, FL
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 04/07/1999 - 10/01/2015 CHARLES SCHWAB & CO., INC. (CRD#:5393) ORLANDO, FL
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 01/26/2012 - 03/23/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) ORLANDO, FL
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 02/10/2003 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) ORLANDO, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.