Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
David Edwin Nicewarner
CRD#: 2669934
IA
Investment Adviser
B
Broker
GROVE POINT ADVISORS, LLCCRD#: 313171 Palmetto, FL
GROVE POINT INVESTMENTS, LLCCRD#: 1763 Palmetto, FL
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - Present (3 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2003 - Present (21 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1996 - 2003 (7 years)BCOMPREHENSIVE FINANCIAL SERVIC... (CRD# 22710)1995 - 1996 (<1 year)IAH. BECK, INC. (CRD# 1763)2003 - 2021 (17 years)IAIFG ADVISORY SERVICES INC (CRD# 105316)1997 - 2003 (6 years)
License(s)

State Registrations

B
District of Columbia 11/3/2003
B
North Carolina 11/10/2003
IA
Florida 9/20/2023
B
South Carolina 10/27/2004
B
Florida 10/6/2023
B
Virginia 11/3/2003
B
Maryland 11/3/2003

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GROVE POINT ADVISORS, LLC (CRD#:313171)
Palmetto, FL
Registered with this firm since 4/1/2021
B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
Palmetto, FL
Registered with this firm since 11/3/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/03/2003 - 04/01/2021 H. BECK, INC. (CRD#:1763) FREDERICK, MD
IA
 02/27/1997 - 11/04/2003 IFG ADVISORY SERVICES INC (CRD#:105316) FREDERICK, MD
B
 01/01/1996 - 11/04/2003 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
 10/12/1995 - 01/01/1996 COMPREHENSIVE FINANCIAL SERVICES, INC. (CRD#:22710)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.