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LINDA MARIE CONTI
LINDA M CONTI, LINDA MARIE PULTORAK
CRD#: 2669858
IA
B
SANCTUARY ADVISORS, LLCCRD#: 226606 209 S LASALLE STREET
CHICAGO, IL 60604
CHICAGO, IL 60604
SANCTUARY SECURITIES, INC.CRD#: 205 3815 RIVER CROSSING PKWY
SUITE 200
INDIANAPOLIS, IN 46240
SUITE 200
INDIANAPOLIS, IN 46240
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Alabama 1/4/2023
B
Missouri 4/3/2018
B
Arizona 4/16/2008
B
New Hampshire 4/21/2021
B
Arkansas 11/25/2020
B
New Jersey 4/3/2018
B
California 4/16/2008
B
New York 1/4/2023
B
Colorado 3/13/2014
B
North Carolina 4/16/2008
B
Florida 4/16/2008
B
Ohio 12/22/2017
B
Georgia 4/16/2008
B
Oregon 10/31/2014
B
Illinois 4/16/2008
B
South Carolina 1/4/2023
B
Indiana 4/16/2008
B
Texas 4/16/2008
IA
Indiana 8/11/2015
B
Vermont 1/4/2023
B
Maryland 1/4/2024
B
Virginia 2/12/2015
B
Michigan 4/16/2008
B
Wisconsin 1/4/2023
SRO Registrations
B
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IA
Registered with this firm since 8/11/2015
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Registered with this firm since 4/16/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/16/2008 - 08/11/2015 | INDIANAPOLIS, IN | |
IA | 01/01/2008 - 04/21/2008 | INDIANPOLIS, IN | |
B | 01/01/2008 - 04/21/2008 | INDIANPOLIS, IN | |
B | 11/18/1996 - 01/03/2008 | INDIANPOLIS, IN | |
IA | 12/30/1998 - 01/01/2008 | INDIANPOLIS, IN | |
B | 12/07/1995 - 11/26/1996 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.