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DANIEL MICHAEL KELLY
CRD#: 266912
IA
B
DMKC ADVISORY SERVICES, LLCCRD#: 145112 3900 INGERSOLL AVENUE
SUITE 300
DES MOINES, IA 50312
SUITE 300
DES MOINES, IA 50312
D.M. KELLY & COMPANYCRD#: 38770 3900 INGERSOLL AVENUE
SUITE 300
DES MOINES, IA 50312
SUITE 300
DES MOINES, IA 50312
0
Disclosures
53
Years of Experience
View By:
State Registrations
B
Arizona 10/31/1995
B
Montana 9/27/1995
B
California 9/4/1998
B
Nebraska 3/4/1998
B
Colorado 10/11/1995
B
Nevada 7/14/2005
B
Florida 10/11/1995
B
New Jersey 8/1/2001
B
Georgia 12/22/2014
B
New Mexico 10/20/1995
B
Hawaii 1/14/2010
B
New York 10/19/1995
B
Illinois 10/5/1995
B
North Carolina 3/7/2023
B
Iowa 10/23/1995
B
North Dakota 6/9/1998
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Iowa 12/21/2007
B
Ohio 7/10/2019
B
Kansas 10/20/1995
B
Pennsylvania 8/4/2014
B
Maryland 12/14/2016
B
South Dakota 5/31/2023
B
Massachusetts 8/27/1998
B
Tennessee 6/29/2018
B
Michigan 6/9/2011
B
Texas 11/5/2020
B
Minnesota 10/23/1995
B
Washington 1/23/2009
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Minnesota 3/7/2016
B
Wisconsin 11/5/2009
B
Missouri 3/12/1999
B
Wyoming 1/3/2006
SRO Registrations
B
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IA
Registered with this firm since 12/21/2007
B
Registered with this firm since 9/20/1995
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/26/1978 - 10/19/1995 | ||
B | 07/16/1971 - 05/05/1978 |
07/16/1971 - 05/05/1978
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.