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JOHN ALLEN LEE
CRD#: 2668833
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1201 PACIFIC AVE 11TH FL
TACOMA, WA 98402
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2018 (8 years)2 FIRMS2018 - Present (6 years)BUNIONBANC INVESTMENT SERVICES, LLC (CRD# 14455)2001 - 2006 (5 years)BU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)2000 - 2001 (<1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)1997 - 2000 (2 years)BU.S. BANCORP SECURITIES (CRD# 17439)1997 - 1997 (<1 year)
License(s)

State Registrations

B
Arizona 3/19/2020

B
Oklahoma 10/9/2023

B
California 3/16/2018

B
Texas 9/11/2021

B
Florida 9/11/2021

B
Washington 3/16/2018

B
Hawaii 12/6/2018

IA
Washington 3/16/2018

B
Idaho 3/16/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1201 PACIFIC AVE 11TH FL, TACOMA, WA 98402
ORONDO, WA
Registered with this firm since 3/16/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1201 PACIFIC AVE 11TH FL, TACOMA, WA 98402
ORONDO, WA
Registered with this firm since 3/16/2018

Previous Registration(s)
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IA
07/15/2009 - 03/19/2018 MORGAN STANLEY (CRD#:149777) TACOMA, WA
B
07/15/2009 - 03/19/2018 MORGAN STANLEY (CRD#:149777) TACOMA, WA
IA
07/09/2008 - 03/06/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SEATTLE, WA
B
04/02/2008 - 03/06/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SEATTLE, WA
B
01/29/2001 - 05/15/2006 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SEATTLE, WA
B
06/08/2000 - 01/29/2001 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
B
09/03/1997 - 06/23/2000 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
03/18/1997 - 09/03/1997 U.S. BANCORP SECURITIES (CRD#:17439) PORTLAND, OR
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B
Broker
IA
Investment Adviser
Disclosures
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