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Detailed Report
MICHAEL TERRENCE O'CONNOR
MICHAEL TERRENCE OCONNOR
CRD#: 2667984
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 REHOBOTH BEACH, DE
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2012 - Present (13 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1995 - 2000 (4 years)
License(s)

State Registrations

B
Alabama 10/13/2017
B
New Jersey 2/3/2025
B
Arizona 1/12/2016
B
New York 1/12/2016
B
California 1/23/2019
B
North Carolina 8/29/2001
B
Delaware 5/1/2001
B
Pennsylvania 10/1/2000
IA
Delaware 5/5/2021
B
Rhode Island 9/18/2024
B
Florida 8/30/2001
B
South Carolina 5/31/2006
B
Georgia 5/22/2024
B
Texas 3/7/2023
B
Kansas 6/20/2003
IA
Texas 3/7/2023
B
Maryland 10/1/2000
B
Virginia 10/1/2000
IA
Maryland 4/19/2012
B
West Virginia 1/12/2016
B
Massachusetts 2/3/2025

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
REHOBOTH BEACH, DE
1 NEWPORT DR, FOREST HILL, MD 21050
Registered with this firm since 4/19/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
REHOBOTH BEACH, DE
1 NEWPORT DR, FOREST HILL, MD 21050
Registered with this firm since 10/1/2000
Previous Registration(s)
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B
 11/01/1995 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.