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James D Mussio JR
JAMES DANIEL MUSSIO JR, JAMES DANIEL MUSSIO, JAMES MUSSIO, JIM DANIEL MUSSIO JR, JIM DANIEL MUSSIO…
CRD#: 2667323
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 4304 W Boy Scout Blvd.
Tampa, FL 33607
Tampa, FL 33607
0
Disclosures
26
Years of Experience
View By:
State Registrations
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Alabama 1/26/2022
B
Missouri 1/26/2022
B
Alaska 2/4/2022
B
New Hampshire 1/26/2022
B
Arizona 1/26/2022
B
New Jersey 1/26/2022
B
California 1/26/2022
B
New Mexico 9/19/2024
B
Colorado 1/26/2022
B
New York 1/26/2022
B
Connecticut 1/26/2022
B
North Carolina 9/19/2024
B
Florida 1/26/2022
B
Ohio 1/26/2022
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Florida 3/2/2022
B
Oregon 2/4/2022
B
Georgia 1/26/2022
B
Pennsylvania 2/24/2022
B
Illinois 1/26/2022
B
South Carolina 1/26/2022
B
Indiana 2/9/2022
B
Tennessee 1/26/2022
B
Kansas 9/19/2024
B
Texas 1/26/2022
B
Kentucky 1/26/2022
B
Utah 9/19/2024
B
Maine 1/26/2022
B
Virginia 2/28/2022
B
Maryland 1/26/2022
B
Washington 1/26/2022
B
Massachusetts 2/28/2022
B
Wisconsin 1/26/2022
B
Michigan 1/26/2022
B
Wyoming 9/19/2024
B
Minnesota 1/26/2022
SRO Registrations
B
B
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Registered with this firm since 3/2/2022
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Registered with this firm since 1/26/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/06/2008 - 05/19/2024 | Tampa, FL | |
IA | 06/05/2014 - 09/07/2023 | Tampa, FL | |
IA | 02/06/2008 - 10/14/2022 | Tampa, FL | |
IA | 02/06/2008 - 05/23/2014 | TAMPA, FL | |
IA | 05/18/2005 - 01/30/2007 | LONG BEACH, CA | |
B | 04/28/2005 - 01/30/2007 | LONG BEACH, CA | |
B | 02/27/2004 - 06/25/2004 | SMITHFIELD, RI | |
B | 08/10/1998 - 10/31/2002 | ST LOUIS, MO | |
B | 07/17/1998 - 08/10/1998 | ||
B | 05/05/1997 - 07/17/1998 | CLEVELAND, OH | |
B | 11/01/1995 - 05/05/1997 | SMITHFIELD, RI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.