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Curtis A Kuge
Curtis Akio Kuge
CRD#: 2666827
IA
B
EDWARD JONESCRD#: 250 210 IMI KALA ST STE 205
WAILUKU, HI 96793-1274
WAILUKU, HI 96793-1274
0
Disclosures
9
Years of Experience
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State Registrations
B
Arizona 8/9/2022
B
Nevada 5/17/2023
B
California 10/22/2021
B
Oregon 5/9/2022
B
Colorado 5/17/2023
B
Tennessee 10/17/2024
B
Florida 5/17/2023
B
Texas 7/19/2022
B
Hawaii 10/28/2020
IA
Texas 7/20/2022
IA
Hawaii 10/28/2020
B
Utah 5/17/2023
B
Missouri 4/21/2023
B
Washington 4/28/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/28/2020
B
Registered with this firm since 6/6/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/21/2005 - 10/13/2005 | LOS ANGELES, CA | |
B | 01/24/2001 - 11/04/2004 | MILWAUKEE, WI | |
B | 03/30/2000 - 01/01/2002 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.