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Detailed Report
KEITH MERRITT JOHNSON
KEITH MERRITT JOHNSON JR
CRD#: 2666739
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Investment Adviser
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Previous Broker
BENEFIT FINANCIAL SERVICES GROUPCRD#: 143617 Highlands Ranch, CO
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)2 FIRMS2016 - 2019 (2 years)IABENEFIT FINANCIAL SERVICES GROUP (CRD# 143617)2019 - Present (5 years)BICMA-RC SERVICES, LLC (CRD# 23189)2003 - 2015 (12 years)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2002 - 2003 (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2002 (1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2000 - 2000 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - 2000 (<1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1995 - 1999 (3 years)IAKMJ FINANCIAL GROUP, LLC (CRD# 282206)2016 - 2016 (<1 year)IAICMA RETIREMENT CORP (CRD# 108783)2004 - 2015 (10 years)
License(s)

State Registrations

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California 9/7/2019
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Colorado 7/20/2023
Current Registration(s)
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BENEFIT FINANCIAL SERVICES GROUP (CRD#:143617)
Highlands Ranch, CO
Registered with this firm since 9/7/2019
Previous Registration(s)
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 06/23/2016 - 05/09/2019 ALLWORTH FINANCIAL, L.P. (CRD#:111167) Sacramento, CA
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 06/15/2016 - 05/09/2019 AW SECURITIES (CRD#:103747) Denver, CO
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 02/04/2016 - 06/24/2016 KMJ FINANCIAL GROUP, LLC (CRD#:282206) LONE TREE, CO
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 12/01/2004 - 11/09/2015 ICMA RETIREMENT CORP (CRD#:108783) WASHINGTON, DC
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 10/14/2003 - 11/09/2015 ICMA-RC SERVICES, LLC (CRD#:23189) WASHINGTON, DC
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 07/01/2003 - 09/23/2003 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) SAN DIEGO, CA
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 06/16/2003 - 07/02/2003 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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 02/28/2002 - 06/20/2003 JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (CRD#:40178) FRANKLIN, TN
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 10/20/2000 - 01/29/2002 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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 04/25/2000 - 10/27/2000 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
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 04/21/1999 - 01/05/2000 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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 11/08/1995 - 04/12/1999 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.