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JEANNEMARIE M PETERS
JEANNE M PETERS, JEANNE PETERS, JEANNEMARIE PETERS
CRD#: 2666546
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Bolivia, NC
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2024 (28 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2024 (21 years)
License(s)

State Registrations

B
Alabama 12/13/2024

B
Montana 12/13/2024

B
Arizona 12/13/2024

B
Nevada 12/13/2024

B
California 12/13/2024

B
New Hampshire 12/13/2024

B
Colorado 12/13/2024

B
New Jersey 12/13/2024

B
Connecticut 12/13/2024

B
New York 12/13/2024

B
Delaware 12/13/2024

B
North Carolina 10/22/2024

B
District of Columbia 12/13/2024

IA
North Carolina 10/22/2024

B
Florida 12/13/2024

B
Ohio 12/13/2024

B
Georgia 12/13/2024

B
Oregon 12/13/2024

B
Illinois 12/13/2024

B
Pennsylvania 12/13/2024

B
Indiana 12/13/2024

B
Rhode Island 12/13/2024

B
Iowa 12/13/2024

B
South Carolina 12/13/2024

B
Kansas 12/13/2024

B
South Dakota 12/13/2024

B
Louisiana 12/13/2024

B
Texas 12/13/2024

B
Maine 12/13/2024

B
Vermont 12/13/2024

B
Maryland 12/13/2024

B
Virgin Islands 12/13/2024

B
Massachusetts 12/13/2024

B
Virginia 12/13/2024

B
Missouri 12/13/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Bolivia, NC
Registered with this firm since 10/22/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Bolivia, NC
Registered with this firm since 10/22/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/07/2002 - 07/02/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GREAT NECK, NY
B
03/21/1996 - 07/02/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GREAT NECK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.