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Detailed Report
LESLIE JEAN HUME
CRD#: 2666124
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
2700 POST OAK BLVD 5th Floor, Suite 500
HOUSTON, TX 77056-5830
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
2700 Post Oak Boulevard 5th Floor, Suite 500
Houston, TX 77056-5830
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BCITI PRIVATE ALTERNATIVES, LLC (CRD# 153777)2017 - Present (8 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1995 - 2007 (11 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2002 - 2007 (5 years)
License(s)

State Registrations

B
Alabama 5/29/2007
B
Nebraska 5/29/2007
B
Alaska 5/29/2007
B
Nevada 5/29/2007
B
Arizona 5/29/2007
B
New Hampshire 8/15/2007
B
Arkansas 5/29/2007
B
New Jersey 5/29/2007
B
California 5/29/2007
B
New Mexico 5/29/2007
B
Colorado 5/29/2007
B
New York 5/29/2007
B
Connecticut 5/29/2007
B
North Carolina 5/29/2007
B
Delaware 5/29/2007
B
North Dakota 5/29/2007
B
District of Columbia 4/30/2009
B
Ohio 5/29/2007
B
Florida 5/29/2007
B
Oklahoma 5/29/2007
B
Georgia 5/29/2007
B
Oregon 5/29/2007
B
Hawaii 5/29/2007
B
Pennsylvania 5/29/2007
B
Idaho 5/29/2007
B
Puerto Rico 4/30/2009
B
Illinois 5/29/2007
B
Rhode Island 4/30/2009
B
Indiana 5/29/2007
B
South Carolina 4/30/2009
B
Iowa 5/29/2007
B
South Dakota 5/29/2007
B
Kansas 5/29/2007
B
Tennessee 4/29/2009
B
Kentucky 5/29/2007
B
Texas 5/29/2007
B
Louisiana 5/29/2007
IA
Texas 5/29/2007
B
Maine 5/29/2007
B
Utah 5/29/2007
B
Maryland 5/29/2007
B
Vermont 4/30/2009
B
Massachusetts 5/29/2007
B
Virgin Islands 4/30/2009
B
Michigan 5/29/2007
B
Virginia 4/30/2009
B
Minnesota 5/29/2007
B
Washington 5/29/2007
B
Mississippi 4/30/2009
B
West Virginia 4/30/2009
B
Missouri 5/29/2007
B
Wisconsin 5/29/2007
B
Montana 5/29/2007
B
Wyoming 5/29/2007

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 2700 Post Oak Boulevard 5th Floor, Suite 500, Houston, TX 77056-5830
Huntsville, TX
Registered with this firm since 3/28/2017
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 2700 POST OAK BLVD 5th Floor, Suite 500, HOUSTON, TX 77056-5830
Huntsville, TX
Registered with this firm since 5/29/2007
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 2700 POST OAK BLVD 5th Floor, Suite 500, HOUSTON, TX 77056-5830
Huntsville, TX
Registered with this firm since 5/29/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/19/2002 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) HOUSTON, TX
B
 12/07/1995 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.