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CHRISTOPHER ANTHONY GILL
CRD#: 2665951
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE NORTH WACKER DRIVE
CHICAGO, IL 60606
CHICAGO, IL 60606
0
Disclosures
22
Years of Experience
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State Registrations
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Alabama 1/4/2012
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Montana 1/4/2012
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Alaska 1/4/2012
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Nebraska 1/4/2012
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Arizona 1/4/2012
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Nevada 1/4/2012
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Arkansas 1/4/2012
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New Hampshire 1/4/2012
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California 1/4/2012
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New Jersey 12/14/2011
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Colorado 1/4/2012
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New Mexico 1/4/2012
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Connecticut 1/4/2012
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New York 1/4/2012
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Delaware 1/4/2012
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North Carolina 1/4/2012
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District of Columbia 1/4/2012
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North Dakota 1/4/2012
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Florida 1/4/2012
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Ohio 1/4/2012
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Georgia 1/4/2012
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Oklahoma 1/4/2012
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Hawaii 1/4/2012
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Oregon 1/4/2012
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Idaho 1/4/2012
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Pennsylvania 1/4/2012
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Illinois 1/4/2012
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Puerto Rico 1/4/2012
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Illinois 1/4/2012
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Rhode Island 1/4/2012
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Indiana 1/4/2012
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South Carolina 1/4/2012
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Iowa 1/4/2012
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South Dakota 1/4/2012
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Kansas 1/4/2012
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Tennessee 1/4/2012
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Kentucky 1/4/2012
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Texas 1/4/2012
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Louisiana 1/4/2012
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Utah 1/4/2012
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Maine 1/4/2012
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Vermont 1/4/2012
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Maryland 1/4/2012
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Virgin Islands 1/4/2012
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Massachusetts 1/4/2012
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Virginia 1/4/2012
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Michigan 1/4/2012
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Washington 1/4/2012
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Minnesota 1/4/2012
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West Virginia 1/4/2012
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Mississippi 1/4/2012
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Wisconsin 1/4/2012
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Missouri 1/4/2012
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Wyoming 1/4/2012
SRO Registrations
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IA
Registered with this firm since 1/4/2012
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Registered with this firm since 12/13/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/25/2008 - 11/25/2008 | BOSTON, MA | |
IA | 02/25/2008 - 11/25/2008 | BOSTON, MA | |
B | 02/25/2008 - 11/25/2008 | BOSTON, MA | |
IA | 01/04/2006 - 10/31/2006 | NAPLES, FL | |
B | 03/25/2004 - 10/31/2006 | NEW YORK, NY | |
B | 05/28/1998 - 04/16/2004 | PITTSBURGH, PA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.