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DENNIS SPONTARELLI
CRD#: 2665368
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 251 W. Garfield Rd
Ste 155
Aurora, OH 44202
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2006 (7 years)2 FIRMS2006 - 2016 (9 years)2 FIRMS2015 - 2020 (4 years)2 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1996 - 1999 (3 years)
License(s)

State Registrations

B
Arizona 6/21/2022

IA
Ohio 6/23/2022

B
Connecticut 6/21/2022

B
South Carolina 6/21/2022

B
Florida 6/21/2022

B
Texas 6/21/2022

B
North Carolina 6/23/2022

B
Virginia 6/21/2022

B
Ohio 6/21/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
251 W. Garfield Rd Ste 155, Aurora, OH 44202
Stow, OH
Registered with this firm since 6/23/2022

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
251 W. Garfield Rd Ste 155, Aurora, OH 44202
Stow, OH
Registered with this firm since 6/21/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/05/2020 - 06/23/2022 LPL FINANCIAL LLC (CRD#:6413) STOW, OH
B
03/04/2020 - 06/23/2022 LPL FINANCIAL LLC (CRD#:6413) STOW, OH
IA
12/04/2015 - 03/19/2020 CANTELLA & CO., INC. (CRD#:13905) Stow, OH
B
12/04/2015 - 03/19/2020 CANTELLA & CO., INC. (CRD#:13905) Stow, OH
IA
12/08/2006 - 01/04/2016 HARBOR FINANCIAL SERVICES, LLC (CRD#:25700) STOW, OH
B
12/07/2006 - 01/04/2016 HARBOR FINANCIAL SERVICES, LLC (CRD#:25700) STOW, OH
IA
10/18/1999 - 12/08/2006 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) STOW, OH
B
01/04/1999 - 12/08/2006 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) STOW, OH
B
01/01/1996 - 01/04/1999 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.