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SHAWNA JOY HURST
SHAUNA FERGUSON, SHAWNA JOY FERGUSON
CRD#: 2664949
IA
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ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 7650 EDINBOROUGH WAY
SUITE 300
EDINA, MN 55435
SUITE 300
EDINA, MN 55435
View By:
2/12/2024
Financial
Pending
State Registrations
B
Arizona 12/24/2024
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Minnesota 1/22/2018
B
California 12/20/2024
B
Missouri 1/7/2019
B
Colorado 5/8/2019
B
Montana 1/22/2018
B
Delaware 1/7/2025
B
New Jersey 10/14/2020
B
Florida 12/26/2024
B
North Carolina 9/20/2019
B
Georgia 2/2/2018
B
Ohio 1/2/2025
B
Idaho 2/5/2025
B
South Dakota 12/26/2024
B
Illinois 12/23/2024
IA
Texas 1/23/2018
B
Maryland 12/23/2024
B
Texas 12/21/2024
B
Massachusetts 1/29/2025
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Wisconsin 12/6/2018
B
Minnesota 1/22/2018
SRO Registrations
B
B
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/22/2018
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Registered with this firm since 1/22/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/31/2014 - 01/26/2018 | EDINA, MN | |
B | 05/26/2009 - 01/26/2018 | EDINA, MN | |
B | 01/16/2009 - 04/13/2009 | BLOOMINGTON, MN | |
B | 01/04/1999 - 01/26/2009 | EDINA, MN | |
B | 06/20/1997 - 01/11/1999 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.