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JAMES GERRITY II
JAMES PATRICK GERRITY II, JAMES PATRICK GERRITY, JAMES PATRICK GERRITY II II, JAMES GERRITY II II
CRD#: 2664071
IA
B
MORGAN STANLEYCRD#: 149777 40701 Woodward Avenue
Suite 200
Bloomfield Hills, MI 48304
Suite 200
Bloomfield Hills, MI 48304
0
Disclosures
29
Years of Experience
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State Registrations
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Alabama 7/7/2017
B
Nevada 5/5/2016
B
Alaska 11/10/2017
B
New Hampshire 5/5/2016
B
Arizona 1/26/2016
B
New Jersey 1/25/2016
B
California 6/1/2009
B
New Mexico 1/25/2016
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California 2/9/2010
B
New York 1/25/2016
B
Colorado 1/26/2016
B
North Carolina 1/26/2016
B
Connecticut 11/24/2020
B
North Dakota 7/18/2023
B
District of Columbia 3/22/2016
B
Ohio 1/26/2016
B
Florida 5/27/2011
B
Oregon 11/10/2017
B
Georgia 1/26/2016
B
Pennsylvania 1/25/2016
B
Illinois 3/2/2011
B
Rhode Island 1/25/2016
B
Indiana 1/26/2016
B
South Carolina 1/25/2016
B
Kentucky 5/5/2016
B
Tennessee 11/10/2017
B
Maine 5/4/2021
B
Texas 1/25/2016
B
Maryland 5/5/2016
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Texas 3/19/2020
B
Massachusetts 1/25/2016
B
Utah 1/25/2016
B
Michigan 6/1/2009
B
Virginia 1/25/2016
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Michigan 5/20/2010
B
Washington 5/5/2016
B
Minnesota 1/25/2016
B
Wisconsin 1/25/2016
B
Mississippi 10/21/2019
B
Wyoming 4/27/2016
B
Missouri 1/25/2016
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/9/2010
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/11/2000 - 06/01/2009 | SOUTHFIELD, MI | |
B | 09/01/1998 - 08/29/2000 | CHICAGO, IL | |
B | 08/10/1998 - 09/01/1998 | ||
B | 02/25/1997 - 08/19/1998 | ||
B | 12/07/1995 - 03/17/1997 | DETROIT, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.