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Detailed Report
Andrew Quinn
ANDREW M QUINN, ANDREW MICHAEL QUINN, ANDREW QUINN
CRD#: 2663932
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Investment Adviser
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Previous Broker
BROOKSTONE WEALTH ADVISORS, LLCCRD#: 137658 Nashua, NH
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1997 (1 year)2 FIRMS1996 - 1998 (2 years)2 FIRMS2012 - 2012 (<1 year)IABROOKSTONE WEALTH ADVISORS, LLC (CRD# 137658)2024 - Present (<1 year)BT3 TRADING GROUP, LLC (CRD# 154431)2014 - 2015 (<1 year)BWTS PROPRIETARY TRADING GROUP LLC (CRD# 148117)2013 - 2014 (1 year)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2001 - 2009 (8 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1999 - 2000 (1 year)
License(s)

State Registrations

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Florida 10/18/2024
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New Hampshire 2/3/2025
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Massachusetts 8/27/2024
Current Registration(s)
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BROOKSTONE WEALTH ADVISORS, LLC (CRD#:137658)
Nashua, NH
Registered with this firm since 8/27/2024
Previous Registration(s)
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 11/07/2014 - 09/29/2015 T3 TRADING GROUP, LLC (CRD#:154431) NEW YORK, NY
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 02/27/2013 - 11/07/2014 WTS PROPRIETARY TRADING GROUP LLC (CRD#:148117) NEW YORK, NY
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 10/12/2012 - 12/05/2012 WTS PROPRIETARY TRADING GROUP LLC (CRD#:148117) NEW YORK, NY
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 04/27/2012 - 08/02/2012 WTS PROPRIETARY TRADING GROUP LLC (CRD#:148117) NEW YORK, NY
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 10/02/2001 - 10/26/2009 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WELLESLEY, MA
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 02/09/1999 - 05/22/2000 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
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 02/29/1996 - 09/14/1998 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468)
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 02/28/1996 - 09/14/1998 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
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 02/29/1996 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181)
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 02/28/1996 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.