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MARIA DOLORES BARELA
MARIA DOLORES DOLORES SHORT, MARIA DOLORES VARGAS SHORT, LAURIE VARGAS, MARIA DOLORES VARGAS, MARIA DOLORES DOLORES VARGAS…
CRD#: 2663275
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 DENVER, CO
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2008 (5 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2002 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2000 (2 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1995 - 1997 (1 year)
License(s)

State Registrations

B
Arizona 6/12/2015

B
Illinois 9/23/2022

B
California 10/25/2017

B
New Jersey 10/27/2021

B
Colorado 4/9/2009

B
Texas 1/2/2014

IA
Colorado 4/9/2009

IA
Texas 1/22/2014

B
Florida 1/28/2025

B
Virginia 8/31/2020

B
Georgia 8/25/2023

B
Washington 12/10/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
DENVER, CO
Registered with this firm since 4/9/2009

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LPL FINANCIAL LLC (CRD#:6413)
DENVER, CO
Registered with this firm since 4/9/2009

Previous Registration(s)
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01/01/2008 - 04/24/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) DENVER, CO
B
01/01/2008 - 04/24/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) DENVER, CO
B
11/26/2002 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DENVER, CO
IA
11/26/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DENVER, CO
B
03/06/2000 - 12/10/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
06/11/1997 - 03/08/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
10/30/1995 - 06/02/1997 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.